Solving the Rollover Puzzle Challenge


Proposed regulations will make a rollover recommendation a fiduciary act under ERISA.

This is likely to have a profound effect on your business.

For Help Complying with DOL's new rollover rules, download the FREE Checklist and Reports:


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A Game Changer

  • Rollover recommendations will be a fiduciary act.
  • Rollover recommendations will require an EXEMPTION to avoid a prohibited transaction.
  • Exemption will require an ANNUAL REVIEW.
  • Failure to comply results in loss of exemption for 10 years!

Be Prepared with DALBAR's Free Rollover Checklists and Reports

What you'll find...


DALBAR's Rollover Checklist will provide the reader with...


Methods for assessing preferences and priorites


How to screen for reasonableness

Sample checklists and reports

News & Resources


DALBAR's New
Research Has the Answers

DOL Comment Letter

Department of Labor | 7/22/2020

DALBAR to DOL: A Rollover Decision Is Not an Investment Decision

ThinkAdvisor | 8/31/2020

For more information download the Checklist or email Cory Clark at cclark@Dalbar.com